How many institutional investors hold CAT?

6 tracked institutional investors disclosed a position in CAT (CATERPILLAR INC) in their most recent 13F filing.

Who is the largest institutional holder of CAT?

Ken Griffin, Citadel Advisors, holds the largest disclosed position in CAT, valued at $5.6B.

What sector is CAT in?

CATERPILLAR INC is classified in the Industrials GICS sector, Construction Machinery industry.

Where does this CAT ownership data come from?

SEC Form 13F-HR filings, accessed via EDGAR. 13F filings are disclosed quarterly with a 45-day reporting delay and cover U.S.-listed long equity positions only. This is not investment advice.

CAT — CATERPILLAR INC

Name: CATERPILLAR INC (CAT) — Institutional Ownership
Creator: InvestorLens
License: https://www.sec.gov/about/website-policies

Industrials · Construction Machinery

For educational research only.InvestorLens analyzes public regulatory filings (SEC EDGAR, STOCK Act PTRs) that may be delayed by 45 days or more. Information shown is historical and is not financial, legal, or tax advice, nor a recommendation or solicitation to buy or sell any security. Always do your own research.

InvestorLens aggregates public filing data to show which tracked investors reported holdings in this stock. Dollar values represent reported position values, not market capitalization, and may be delayed up to 45 days. Not a recommendation.

Sourced from SEC EDGAR public filings

Why are billionaires buying CAT?

Built from public SEC filings and public economic data. Not a recommendation.

Confidence

Institutional Conviction

Net distribution · 2 buying vs 3 selling last quarter

Macro Tailwind

Macro conditions are mixed for this sector

Congressional Activity

0 congressional purchases, 1 sale disclosed in the last 6 months

Why? — Evidence & Confidence ▾

Of 5 tracked investors who changed their CAT position last quarter, 2 bought and 3 sold (40% buy-side). Macro conditions are mixed for this sector (Macro Tailwind 62/100 in a Overheat regime). 0 congressional purchases, 1 sale disclosed in the last 6 months.

Supporting evidence

+2 tracked investors added or increased positions last quarter (Izzy Englander, Steve Cohen)
+6 tracked investors reported holding CAT at their latest filing
+Macro Health is 56/100 in a Overheat regime — historically acceptable for Industrialssource

Contradicting evidence — always shown

−3 tracked investors reduced or exited last quarter (3 reduced, 0 sold out)
−Congressional disclosures lean toward selling (1 sales vs 0 purchases, 6 months)
−13F data is disclosed up to 45 days after quarter end — positions may have changed since

Know the limits

· 13F disclosure lag (up to 45 days)
· Tracked investors are a sample, not the whole market
· Sector regime fit is a historical average, not a guarantee

Every InvestorLens score shows its evidence — including what argues against it. Model conviction-v1 · generated 9/18/2026.

About CATERPILLAR INC (CAT)

CATERPILLAR INC (CAT) appears in the most recent 13F filings of 6 tracked institutional investors. CATERPILLAR INC is classified in the Industrials sector (Construction Machinery industry). The largest disclosed position is held by Ken Griffin (Citadel Advisors), valued at $5.6B. Across recent filings, tracked investors recorded 10 new positions, 16 increased, 18 reduced, and 4 exited. All data sourced from SEC 13F filings.

Smart Money Consensus™

Based on recent institutional activity in CAT

/100

Mixed Activity

Added / Increased26

Reduced18

Exited4

BearishBullish

Crowded Trade Score™

How many top investors track CAT

/100

Moderate Interest

6investors

Several tracked investors have exposure.

UndiscoveredCrowded

151015+

CAT Ownership Composition

How CATERPILLAR INC is held across tracked investor types, based on reported 13F positions.

Dominant Type

Multi-Strategy / Quant

97% of tracked value

Institutions

tracked investors

Total Reported

$6.8B

combined 13F value

Multi-Strategy / Quant96.8%
Macro2.4%
Growth & Innovation0.9%

Multi-Strategy / Quant(3)

96.8%

Macro(2)

2.4%

Growth & Innovation(1)

0.9%

Tracked investors currently reporting CAT

Investor	Firm	Shares	Market value	% of portfolio	As of
Ken Griffin	Citadel Advisors	5.2M	$5.6B	0.64%	Jun 30, 2026
Izzy Englander	Millennium Management	784.7K	$835.6M	0.30%	Jun 30, 2026
Paul Tudor Jones	Tudor Investment Corp	143K	$152.3M	0.21%	Jun 30, 2026
Steve Cohen	Point72 Asset Management	139.3K	$148.3M	0.16%	Jun 30, 2026
Cathie Wood	ARK Investment Management	56K	$59.6M	0.39%	Jun 30, 2026
Ray Dalio	Bridgewater Associates	7.3K	$7.8M	0.03%	Jun 30, 2026

Ken GriffinJun 30, 2026
Citadel Advisors
Shares
5.2M
Value
$5.6B
% Portfolio
0.64%
Izzy EnglanderJun 30, 2026
Millennium Management
Shares
784.7K
Value
$835.6M
% Portfolio
0.30%
Paul Tudor JonesJun 30, 2026
Tudor Investment Corp
Shares
143K
Value
$152.3M
% Portfolio
0.21%
Steve CohenJun 30, 2026
Point72 Asset Management
Shares
139.3K
Value
$148.3M
% Portfolio
0.16%
Cathie WoodJun 30, 2026
ARK Investment Management
Shares
56K
Value
$59.6M
% Portfolio
0.39%
Ray DalioJun 30, 2026
Bridgewater Associates
Shares
7.3K
Value
$7.8M
% Portfolio
0.03%

Recent activity

Investor	Action	Δ %	Current value	Filing date
Izzy Englander	Reduced	-20.74%	$234.4M	Nov 14, 2024
Izzy Englander	Reduced	-0.24%	$216.8M	Feb 14, 2025
Izzy Englander	Increased	19.24%	$235.1M	May 15, 2025
Izzy Englander	Increased	76.39%	$488.1M	Aug 14, 2025
Izzy Englander	Reduced	-18.39%	$459.9M	Feb 17, 2026
Izzy Englander	Sold	-100.00%	$0	May 15, 2026
Izzy Englander	New	—	$835.6M	Aug 14, 2026
Cathie Wood	Reduced	-4.70%	$19.5M	Jan 17, 2024
Cathie Wood	Reduced	-35.30%	$15.6M	Apr 18, 2024
Cathie Wood	Reduced	-42.58%	$8.2M	Jul 26, 2024
Cathie Wood	Reduced	-11.67%	$8.5M	Oct 31, 2024
Cathie Wood	Reduced	-3.50%	$7.6M	Feb 4, 2025
Cathie Wood	Increased	0.00%	$6.9M	May 7, 2025
Cathie Wood	Increased	33.65%	$10.8M	Jul 30, 2025
Cathie Wood	Increased	9.71%	$19.6K	Feb 11, 2026
Cathie Wood	Increased	71.44%	$41.5M	May 12, 2026
Cathie Wood	Reduced	-4.39%	$59.6M	Aug 14, 2026
Ken Griffin	New	—	$967M	Nov 14, 2024
Ken Griffin	New	—	$615.8M	May 15, 2025
Ken Griffin	Increased	1.48%	$735.6M	Aug 14, 2025
Ken Griffin	Sold	-100.00%	$0	Nov 14, 2025
Ray Dalio	New	—	$1.8M	Feb 14, 2024
Ray Dalio	Sold	-100.00%	$0	May 14, 2024
Ray Dalio	New	—	$681.2K	Aug 14, 2024
Ray Dalio	Sold	-100.00%	$0	Nov 13, 2024
Ray Dalio	New	—	$35.6K	Feb 13, 2026
Ray Dalio	Increased	32.73%	$58.4M	May 15, 2026
Ray Dalio	Reduced	-91.12%	$7.8M	Aug 14, 2026
Steve Cohen	Increased	528.57%	$36.1M	Nov 14, 2024
Steve Cohen	Reduced	-74.78%	$8.5M	Feb 14, 2025
Steve Cohen	Reduced	-37.77%	$4.8M	Jul 21, 2025
Steve Cohen	Increased	468.63%	$32M	Aug 14, 2025
Steve Cohen	Reduced	-48.70%	$20.2M	Nov 14, 2025
Steve Cohen	Increased	184.87%	$69M	Feb 17, 2026
Steve Cohen	Reduced	-28.22%	$61.3M	May 15, 2026
Steve Cohen	Increased	61.04%	$148.3M	Aug 14, 2026
Paul Tudor Jones	Reduced	-39.63%	$32.2M	Aug 14, 2024
Paul Tudor Jones	Increased	22.70%	$46.4M	Nov 14, 2024
Paul Tudor Jones	Increased	34.26%	$57.7M	Feb 14, 2025
Paul Tudor Jones	Reduced	-86.17%	$7.3M	May 15, 2025
Paul Tudor Jones	Increased	1022.27%	$95.9M	Aug 14, 2025
Paul Tudor Jones	Increased	106.46%	$243.3M	Dec 9, 2025
Paul Tudor Jones	Reduced	-54.05%	$118.9M	May 15, 2026
Paul Tudor Jones	Reduced	-14.83%	$152.3M	Aug 14, 2026
Cathie Wood	New	—	$18.9M	Oct 18, 2023
Steve Cohen	New	—	$4.9M	Sep 16, 2024
Izzy Englander	New	—	$340.1M	May 15, 2024
Paul Tudor Jones	New	—	$58.6M	May 15, 2024

Izzy Englander
Reduced
$234.4M(-20.74%)Nov 14, 2024
Izzy Englander
Reduced
$216.8M(-0.24%)Feb 14, 2025
Izzy Englander
Increased
$235.1M(19.24%)May 15, 2025
Izzy Englander
Increased
$488.1M(76.39%)Aug 14, 2025
Izzy Englander
Reduced
$459.9M(-18.39%)Feb 17, 2026
Izzy Englander
Sold
$0(-100.00%)May 15, 2026
Izzy Englander
New
$835.6MAug 14, 2026
Cathie Wood
Reduced
$19.5M(-4.70%)Jan 17, 2024
Cathie Wood
Reduced
$15.6M(-35.30%)Apr 18, 2024
Cathie Wood
Reduced
$8.2M(-42.58%)Jul 26, 2024
Cathie Wood
Reduced
$8.5M(-11.67%)Oct 31, 2024
Cathie Wood
Reduced
$7.6M(-3.50%)Feb 4, 2025
Cathie Wood
Increased
$6.9M(0.00%)May 7, 2025
Cathie Wood
Increased
$10.8M(33.65%)Jul 30, 2025
Cathie Wood
Increased
$19.6K(9.71%)Feb 11, 2026
Cathie Wood
Increased
$41.5M(71.44%)May 12, 2026
Cathie Wood
Reduced
$59.6M(-4.39%)Aug 14, 2026
Ken Griffin
New
$967MNov 14, 2024
Ken Griffin
New
$615.8MMay 15, 2025
Ken Griffin
Increased
$735.6M(1.48%)Aug 14, 2025
Ken Griffin
Sold
$0(-100.00%)Nov 14, 2025
Ray Dalio
New
$1.8MFeb 14, 2024
Ray Dalio
Sold
$0(-100.00%)May 14, 2024
Ray Dalio
New
$681.2KAug 14, 2024
Ray Dalio
Sold
$0(-100.00%)Nov 13, 2024
Ray Dalio
New
$35.6KFeb 13, 2026
Ray Dalio
Increased
$58.4M(32.73%)May 15, 2026
Ray Dalio
Reduced
$7.8M(-91.12%)Aug 14, 2026
Steve Cohen
Increased
$36.1M(528.57%)Nov 14, 2024
Steve Cohen
Reduced
$8.5M(-74.78%)Feb 14, 2025
Steve Cohen
Reduced
$4.8M(-37.77%)Jul 21, 2025
Steve Cohen
Increased
$32M(468.63%)Aug 14, 2025
Steve Cohen
Reduced
$20.2M(-48.70%)Nov 14, 2025
Steve Cohen
Increased
$69M(184.87%)Feb 17, 2026
Steve Cohen
Reduced
$61.3M(-28.22%)May 15, 2026
Steve Cohen
Increased
$148.3M(61.04%)Aug 14, 2026
Paul Tudor Jones
Reduced
$32.2M(-39.63%)Aug 14, 2024
Paul Tudor Jones
Increased
$46.4M(22.70%)Nov 14, 2024
Paul Tudor Jones
Increased
$57.7M(34.26%)Feb 14, 2025
Paul Tudor Jones
Reduced
$7.3M(-86.17%)May 15, 2025
Paul Tudor Jones
Increased
$95.9M(1022.27%)Aug 14, 2025
Paul Tudor Jones
Increased
$243.3M(106.46%)Dec 9, 2025
Paul Tudor Jones
Reduced
$118.9M(-54.05%)May 15, 2026
Paul Tudor Jones
Reduced
$152.3M(-14.83%)Aug 14, 2026
Cathie Wood
New
$18.9MOct 18, 2023
Steve Cohen
New
$4.9MSep 16, 2024
Izzy Englander
New
$340.1MMay 15, 2024
Paul Tudor Jones
New
$58.6MMay 15, 2024

Frequently asked questions

How many institutional investors hold CAT?: 6 tracked institutional investors disclosed a position in CAT (CATERPILLAR INC) in their most recent 13F filing.
Who is the largest institutional holder of CAT?: Ken Griffin, Citadel Advisors, holds the largest disclosed position in CAT, valued at $5.6B.
Did institutional ownership of CAT increase or decrease?: Across recent 13F filings, tracked investors recorded 10 new positions, 16 increased, 18 reduced, and 4 fully exited CAT.
What sector is CAT in?: CATERPILLAR INC is classified in the Industrials GICS sector, Construction Machinery industry.
Where does this CAT ownership data come from?: SEC Form 13F-HR filings, accessed via EDGAR. 13F filings are disclosed quarterly with a 45-day reporting delay and cover U.S.-listed long equity positions only. This is not investment advice.